English

General Clark model for finite rank perturbations

Functional Analysis 2018-10-10 v2

Abstract

All unitary perturbations of a given unitary operator UU by finite rank dd operators with fixed range can be parametrized by (d×d)(d\times d) unitary matrices Γ\Gamma; this generalizes unitary rank one (d=1d=1) perturbations, where the Aleksandrov--Clark family of unitary perturbations is parametrized by the scalars on the unit circle TC\mathbb{T}\subset\mathbb{C}. For a purely contractive Γ\Gamma the resulting perturbed operator TΓT_\Gamma is a contraction (a completely non-unitary contraction under the natural assumption about cyclicity of the range), so they admit the functional model. In this paper we investigate the Clark operator, i.e. a unitary operator that intertwines TΓT_\Gamma (presented in the spectral representation of the non-perturbed operator UU) and its model. We make no assumptions on the spectral type of the unitary operator UU; absolutely continuous spectrum may be present. We find a representation of the adjoint Clark operator in the coordinate free Nikolski--Vasyunin functional model. This representation features a special version of the vector-valued Cauchy integral operator. Regularization of this singular integral operator yield representations of the adjoint Clark operator in the Sz.-Nagy--Foias transcription. In the special case of inner characteristic functions (purely singular spectral measure of UU) this representation gives what can be considered as a natural generalization of the normalized Cauchy transform (which is a prominent object in the Clark theory for rank one case) to the vector-valued settings.

Keywords

Cite

@article{arxiv.1706.01993,
  title  = {General Clark model for finite rank perturbations},
  author = {Constanze Liaw and Sergei Treil},
  journal= {arXiv preprint arXiv:1706.01993},
  year   = {2018}
}

Comments

46 pages. Added Section 9 on the Clark operator, re-worded abstract and introduction, included heuristic explanation in Section 6, fixed a few minor errors

R2 v1 2026-06-22T20:11:14.834Z