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Functional Properties of the Focal-Entropy

Information Theory 2026-03-04 v1 Computer Vision and Pattern Recognition Machine Learning math.IT Statistics Theory Machine Learning Statistics Theory

Abstract

The focal-loss has become a widely used alternative to cross-entropy in class-imbalanced classification problems, particularly in computer vision. Despite its empirical success, a systematic information-theoretic study of the focal-loss remains incomplete. In this work, we adopt a distributional viewpoint and study the focal-entropy, a focal-loss analogue of the cross-entropy. Our analysis establishes conditions for finiteness, convexity, and continuity of the focal-entropy, and provides various asymptotic characterizations. We prove the existence and uniqueness of the focal-entropy minimizer, describe its structure, and show that it can depart significantly from the data distribution. In particular, we rigorously show that the focal-loss amplifies mid-range probabilities, suppresses high-probability outcomes, and, under extreme class imbalance, induces an over-suppression regime in which very small probabilities are further diminished. These results, which are also experimentally validated, offer a theoretical foundation for understanding the focal-loss and clarify the trade-offs that it introduces when applied to imbalanced learning tasks.

Keywords

Cite

@article{arxiv.2603.02533,
  title  = {Functional Properties of the Focal-Entropy},
  author = {Jaimin Shah and Martina Cardone and Alex Dytso},
  journal= {arXiv preprint arXiv:2603.02533},
  year   = {2026}
}

Comments

Accepted to AISTATS 2026