Foundations of self-consistent particle-rotor models and of self-consistent cranking models

The Kerman-Klein formulation of the equations of motion for a nuclear shell model and its associated variational principle are reviewed briefly. It is then applied to the derivation of the self-consistent particle-rotor model and of the self-consistent cranking model, for both axially symmetric and triaxial nuclei. Two derivations of the particle-rotor model are given. One of these is of a form that lends itself to an expansion of the result in powers of the ratio of single-particle angular momentum to collective angular momentum, that is essentual to reach the cranking limit. The derivation also requires a distinct, angular-momentum violating, step. The structure of the result implies the possibility of tilted-axis cranking for the axial case and full three-dimensional cranking for the triaxial one. The final equations remain number conserving. In an appendix, the Kerman-Klein method is developed in more detail, and the outlines of several algorithms for obtaining solutions of the associated non-linear formalism are suggested.