English

First-Order Methods for Nonconvex Quadratic Minimization

Optimization and Control 2020-08-17 v1

Abstract

We consider minimization of indefinite quadratics with either trust-region (norm) constraints or cubic regularization. Despite the nonconvexity of these problems we prove that, under mild assumptions, gradient descent converges to their global solutions, and give a non-asymptotic rate of convergence for the cubic variant. We also consider Krylov subspace solutions and establish sharp convergence guarantees to the solutions of both trust-region and cubic-regularized problems. Our rates mirror the behavior of these methods on convex quadratics and eigenvector problems, highlighting their scalability. When we use Krylov subspace solutions to approximate the cubic-regularized Newton step, our results recover the strongest known convergence guarantees to approximate second-order stationary points of general smooth nonconvex functions.

Keywords

Cite

@article{arxiv.2003.04546,
  title  = {First-Order Methods for Nonconvex Quadratic Minimization},
  author = {Yair Carmon and John C. Duchi},
  journal= {arXiv preprint arXiv:2003.04546},
  year   = {2020}
}

Comments

This is a SIAM Review preprint covering our papers "Gradient Descent Finds the Cubic-Regularized Non-Convex Newton Step" (SIOPT, 2019) and "Analysis of Krylov Subspace Solutions of Regularized Nonconvex Quadratic Problems" (NeurIPS, 2018); some materials in Section 6 are new

R2 v1 2026-06-23T14:09:43.668Z