English

FedAVOT: Exact Distribution Alignment in Federated Learning via Masked Optimal Transport

Machine Learning 2025-09-19 v1 Machine Learning

Abstract

Federated Learning (FL) allows distributed model training without sharing raw data, but suffers when client participation is partial. In practice, the distribution of available users (\emph{availability distribution} qq) rarely aligns with the distribution defining the optimization objective (\emph{importance distribution} pp), leading to biased and unstable updates under classical FedAvg. We propose \textbf{Fereated AVerage with Optimal Transport (\textbf{FedAVOT})}, which formulates aggregation as a masked optimal transport problem aligning qq and pp. Using Sinkhorn scaling, \textbf{FedAVOT} computes transport-based aggregation weights with provable convergence guarantees. \textbf{FedAVOT} achieves a standard O(1/T)\mathcal{O}(1/\sqrt{T}) rate under a nonsmooth convex FL setting, independent of the number of participating users per round. Our experiments confirm drastically improved performance compared to FedAvg across heterogeneous, fairness-sensitive, and low-availability regimes, even when only two clients participate per round.

Keywords

Cite

@article{arxiv.2509.14444,
  title  = {FedAVOT: Exact Distribution Alignment in Federated Learning via Masked Optimal Transport},
  author = {Herlock and Rahimi and Dionysis Kalogerias},
  journal= {arXiv preprint arXiv:2509.14444},
  year   = {2025}
}

Comments

5 pages, 1 figure, ICASSP