English

Feature Starvation as Geometric Instability in Sparse Autoencoders

Machine Learning 2026-05-08 v1 Artificial Intelligence Optimization and Control Machine Learning

Abstract

Sparse autoencoders (SAEs) are used to disentangle the dense, polysemantic internal representations of large language models (LLMs) into interpretable, monosemantic concepts. However, standard 1\ell_1-regularized SAEs suffer from feature starvation (dead neurons) and shrinkage bias, often requiring computationally expensive heuristic resampling and nondifferentiable hard-masking methods to bypass these challenges. We argue that feature starvation is not merely an empirical artifact of poor data diversity, but a fundamental optimization-geometric pathology of overcomplete dictionaries: the 1\ell_1-induced sparse coding map is unstable and fundamentally misaligned with shallow, amortized encoders. To address this structural instability, we introduce adaptive elastic net SAEs (AEN-SAEs), a fully differentiable architecture grounded in classical sparse regression. AEN-SAEs combine an 2\ell_2 structural term that enforces strong convexity and Lipschitz stability with adaptive 1\ell_1 reweighting that eliminates shrinkage bias and suppresses spurious features, thereby jointly controlling the curvature and interaction structure of the induced polyhedral geometry. Theoretically, we show that AEN-SAEs yield a Lipschitz-continuous sparse coding map and recover the global feature support under mild assumptions. Empirically, across synthetic settings and LLMs (Pythia 70M, Llama 3.1 8B), AEN-SAEs mitigate feature starvation without auxiliary heuristics while maintaining competitive reconstruction abilities.

Keywords

Cite

@article{arxiv.2605.05341,
  title  = {Feature Starvation as Geometric Instability in Sparse Autoencoders},
  author = {Faris Chaudhry and Keisuke Yano and Anthea Monod},
  journal= {arXiv preprint arXiv:2605.05341},
  year   = {2026}
}

Comments

26 pages, 3 figures, 5 tables

R2 v1 2026-07-01T12:53:31.559Z