English

Equilibria and Their Stability Do Not Depend on the Control Barrier Function in Safe Optimization-Based Control

Systems and Control 2024-09-12 v1 Systems and Control

Abstract

Control barrier functions (CBFs) play a critical role in the design of safe optimization-based controllers for control-affine systems. Given a CBF associated with a desired ``safe'' set, the typical approach consists in embedding CBF-based constraints into the optimization problem defining the control law to enforce forward invariance of the safe set. While this approach effectively guarantees safety for a given CBF, the CBF-based control law can introduce undesirable equilibrium points (i.e., points that are not equilibria of the original system); open questions remain on how the choice of CBF influences the number and locations of undesirable equilibria and, in general, the dynamics of the closed-loop system. This paper investigates how the choice of CBF impacts the dynamics of the closed-loop system and shows that: (i) The CBF does not affect the number, location, and (local) stability properties of the equilibria in the interior of the safe set; (ii) undesirable equilibria only appear on the boundary of the safe set; and, (iii) the number and location of undesirable equilibria for the closed-loop system do not depend of the choice of the CBF. Additionally, for the well-established safety filters and controllers based on both CBF and control Lyapunov functions (CLFs), we show that the stability properties of equilibria of the closed-loop system are independent of the choice of the CBF and of the associated extended class-K function.

Keywords

Cite

@article{arxiv.2409.06808,
  title  = {Equilibria and Their Stability Do Not Depend on the Control Barrier Function in Safe Optimization-Based Control},
  author = {Yiting Chen and Pol Mestres and Jorge Cortes and Emiliano Dall'Anese},
  journal= {arXiv preprint arXiv:2409.06808},
  year   = {2024}
}
R2 v1 2026-06-28T18:40:24.704Z