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Enhanced TM-Mode 3D Coupled Wave Theory for Photonic Crystal Surface-Emitting Terahertz Quantum Cascade Lasers

Optics 2026-01-16 v2

Abstract

In this study, we propose and develop an enhanced three-dimensional coupled wave theory (3D CWT) to investigate the optical field behavior in photonic crystal surface-emitting terahertz quantum cascade lasers (THz-QCLs). By incorporating an effective permittivity enhancement (EP) model and a self-consistent iteration (SCI) method, we successfully address the numerical dispersion issues encountered in analytical methods when dealing with metallic waveguide structures. The results demonstrate that the EP and SCI-enhanced 3D TM mode CWT achieves computational accuracy comparable to traditional numerical simulation methods such as finite-difference time-domain (FDTD), while significantly reducing the required computational resources, including time and memory, to just tens of minutes. Moreover, this method provides a clear physical insight, revealing the reasons behind the current low extraction efficiency in surface-emitting THz-QCLs. Our study showcases the potential of the EP and SCI-enhanced 3D CWT as a powerful simulation tool in the research of photonic crystal surface-emitting lasers, offering a new theoretical foundation and optimization direction for future laser designs.

Keywords

Cite

@article{arxiv.2410.10331,
  title  = {Enhanced TM-Mode 3D Coupled Wave Theory for Photonic Crystal Surface-Emitting Terahertz Quantum Cascade Lasers},
  author = {Mingxi Chen and Tsung-Tse Lin and Li Wang and Hideki Hirayama and Chiko Otani},
  journal= {arXiv preprint arXiv:2410.10331},
  year   = {2026}
}

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12 pages