English

Doubly protected estimation for survival outcomes utilizing external controls for randomized clinical trials

Methodology 2025-05-16 v2 Applications

Abstract

Censored survival data are common in clinical trials, but small control groups can pose challenges, particularly in rare diseases or where balanced randomization is impractical. Recent approaches leverage external controls from historical studies or real-world data to strengthen treatment evaluation for survival outcomes. However, using external controls directly may introduce biases due to data heterogeneity. We propose a doubly protected estimator for the treatment-specific restricted mean survival time difference that is more efficient than trial-only estimators and mitigates biases from external data. Our method adjusts for covariate shifts via doubly robust estimation and addresses outcome drift using the DR-Learner for selective borrowing. The approach can incorporate machine learning to approximate survival curves and detect outcome drifts without strict parametric assumptions, borrowing only comparable external controls. Extensive simulation studies and a real-data application evaluating the efficacy of Galcanezumab in mitigating migraine headaches have been conducted to illustrate the effectiveness of our proposed framework.

Keywords

Cite

@article{arxiv.2410.18409,
  title  = {Doubly protected estimation for survival outcomes utilizing external controls for randomized clinical trials},
  author = {Chenyin Gao and Shu Yang and Mingyang Shan and Wenyu Wendy Ye and Ilya Lipkovich and Douglas Faries},
  journal= {arXiv preprint arXiv:2410.18409},
  year   = {2025}
}

Comments

accepted at ICML 2025

R2 v1 2026-06-28T19:33:44.474Z