English

Dimensional Criticality at Grokking Across MLPs and Transformers

Machine Learning 2026-04-21 v1 Disordered Systems and Neural Networks Artificial Intelligence Adaptation and Self-Organizing Systems

Abstract

Abrupt transitions between distinct dynamical regimes are a hallmark of complex systems. Grokking in deep neural networks provides a striking example -- an abrupt transition from memorization to generalization long after training accuracy saturates -- yet robust macroscopic signatures of this transition remain elusive. Here we introduce \textbf{TDU--OFC} (Thresholded Diffusion Update--Olami-Feder-Christensen), an offline avalanche probe that converts gradient snapshots into cascade statistics and extracts a \emph{macroscopic observable} -- the time-resolved effective cascade dimension D(t)D(t) -- via grokking-aligned finite-size scaling. Across Transformers trained on modular addition and MLPs trained on XOR, we discover a localized dynamical crossing of the Gaussian diffusion baseline D=1D=1 precisely at the generalization transition. The crossing direction is task-dependent: modular addition descends through D=1D=1 (approaching from D>1D>1), while XOR ascends (from D<1D<1). This opposite-direction convergence is consistent with attraction toward a candidate shared critical manifold, rather than trivial residence near D1D \approx 1. Negative controls confirm this picture: ungrokked runs remain supercritical (D>1D>1) and never enter the post-transition regime. In addition, avalanche distributions exhibit heavy tails and finite-size scaling consistent with the dimensional exponent extracted from D(t)D(t). Shadow-probe controls (αtrain=0\alpha_{\mathrm{train}}=0) confirm that D(t)D(t) is non-invasive, and grokked trajectories diverge from ungrokked ones in D(t)D(t) some 100100--200200 epochs before the behavioral transition.

Cite

@article{arxiv.2604.16431,
  title  = {Dimensional Criticality at Grokking Across MLPs and Transformers},
  author = {Ping Wang},
  journal= {arXiv preprint arXiv:2604.16431},
  year   = {2026}
}
R2 v1 2026-07-01T12:14:59.238Z