English

Differentiation, Taylor series, and all order spectral shift functions, for relatively bounded perturbations

Functional Analysis 2026-04-16 v3

Abstract

Given HH self-adjoint, VV symmetric and relatively HH-bounded, and f:RCf:\mathbb{R}\to\mathbb{C} satisfying mild conditions, we show that the Gateaux derivative dndtnf(H+tV)t=0\frac{d^n}{dt^n}f(H+tV)|_{t=0} exists in the operator norm topology, for every natural nn, give a new explicit formula for this derivative in terms of multiple operator integrals, and establish useful perturbation formulas for multiple operator integrals under relatively bounded perturbations. Moreover, if the HH-bound of VV is less than 1, we obtain sufficient conditions on ff which ensure that the Taylor expansion f(H+V)=n=01n!dndtnf(H+tV)t=0f(H+V)=\sum_{n=0}^\infty\frac{1}{n!}\frac{d^n}{dt^n} f(H+tV)\big|_{t=0} exists and converges absolutely in operator norm. Finally, assuming that V(Hi)pSs/pV(H-i)^{-p}\in\mathcal{S}^{s/p} for p=1,,sp=1,\ldots,s for some sNs\in\mathbb{N} (for instance, when HH is an order 1 differential operator on an s1s-1 dimensional space), we show that the Krein--Koplienko spectral shift functions ηk,H,V\eta_{k,H,V}, satisfying Tr(f(H+V)m=0k11m!dmdtmf(H+tV)t=0)=Rf(k)(x)ηk,H,V(x)dx,{Tr}\left(f(H+V)-\sum_{m=0}^{k-1}\frac{1}{m!}\frac{d^m}{dt^m} f(H+tV)\big|_{t=0}\right)=\int_{\mathbb{R}} f^{(k)}(x)\eta_{k,H,V}(x)dx, exist for every k=1,2,3,k=1,2,3,\ldots, independently of ss. The latter result (which is significantly stronger than \cite{vNS22}) is completely new also in the case that VV is bounded. The proof is based on \cite{PSS}, combined with a generalisation of the multiple operator integral compatible with \cite{HMvN}. We discuss applications of our results to quantum physics and noncommutative geometry.

Keywords

Cite

@article{arxiv.2404.18422,
  title  = {Differentiation, Taylor series, and all order spectral shift functions, for relatively bounded perturbations},
  author = {Arup Chattopadhyay and Teun D. H. van Nuland and Chandan Pradhan},
  journal= {arXiv preprint arXiv:2404.18422},
  year   = {2026}
}

Comments

Implemented referee's comments. Appearing in the Journal of Functional Analysis