English

Degenerate Density Perturbation Theory

Materials Science 2016-09-09 v2 Chemical Physics Quantum Physics

Abstract

Fractional occupation numbers can be used in density functional theory to create a symmetric Kohn-Sham potential, resulting in orbitals with degenerate eigenvalues. We develop the corresponding perturbation theory and apply it to a system of NdN_d degenerate electrons in a harmonic oscillator potential. The order-by-order expansions of both the fractional occupation numbers and unitary transformations within the degenerate subspace are determined by the requirement that a differentiable map exists connecting the initial and perturbed states. Using the Xα\alpha exchange-correlation (XC) functional, we find an analytic solution for the first-order density and first through third-order energies as a function of α\alpha, with and without a self-interaction correction. The fact that the XC Hessian is not positive definite plays an important role in the behavior of the occupation numbers.

Keywords

Cite

@article{arxiv.1607.05711,
  title  = {Degenerate Density Perturbation Theory},
  author = {Mark C. Palenik and Brett I. Dunlap},
  journal= {arXiv preprint arXiv:1607.05711},
  year   = {2016}
}
R2 v1 2026-06-22T14:58:51.050Z