English

Defect modes for dislocated periodic media

Analysis of PDEs 2018-10-16 v1

Abstract

We study defect modes in a one-dimensional periodic medium with a dislocation. The model is a periodic Schrodinger operator on R\mathbb{R}, perturbed by an adiabatic dislocation of amplitude δ1\delta\ll 1. If the periodic background admits a Dirac point - a linear crossing of dispersion curves - then the dislocated operator acquires a gap in its essential spectrum. For this model (and its 2-dimensional honeycomb analog) Fefferman, Lee-Thorp and Weinstein constructed in previous work defect modes with energies within the gap. The bifurcation of defect modes is associated with the discrete eigenmodes of an effective Dirac operator. We improve upon this result: we show that all the defect modes of the dislocated operator arise from the eigenmodes of the Dirac operator. As a byproduct, we derive full expansions of the eigenpairs in powers of δ\delta. The self-contained proof relies on (a) resolvent estimates for the bulk operators; (b) scattering theory for highly oscillatory potentials developed by the first author. This work significantly advances the understanding of the topological stability of certain defect states, particularly the bulk-edge correspondence for continuous dislocated systems.

Keywords

Cite

@article{arxiv.1810.05875,
  title  = {Defect modes for dislocated periodic media},
  author = {Alexis Drouot and Charles L. Fefferman and Michael I. Weinstein},
  journal= {arXiv preprint arXiv:1810.05875},
  year   = {2018}
}

Comments

48 pages, 4 figures

R2 v1 2026-06-23T04:38:36.169Z