English

Critical Points and Gr\"obner Bases: the Unmixed Case

Symbolic Computation 2012-02-02 v1

Abstract

We consider the problem of computing critical points of the restriction of a polynomial map to an algebraic variety. This is of first importance since the global minimum of such a map is reached at a critical point. Thus, these points appear naturally in non-convex polynomial optimization which occurs in a wide range of scientific applications (control theory, chemistry, economics,...). Critical points also play a central role in recent algorithms of effective real algebraic geometry. Experimentally, it has been observed that Gr\"obner basis algorithms are efficient to compute such points. Therefore, recent software based on the so-called Critical Point Method are built on Gr\"obner bases engines. Let f1,...,fpf_1,..., f_p be polynomials in \Q[x1,...,xn] \Q[x_1,..., x_n] of degree DD, V\CnV\subset\C^n be their complex variety and π1\pi_1 be the projection map (x1,..,xn)x1(x_1,.., x_n)\mapsto x_1. The critical points of the restriction of π1\pi_1 to VV are defined by the vanishing of f1,...,fpf_1,..., f_p and some maximal minors of the Jacobian matrix associated to f1,...,fpf_1,..., f_p. Such a system is algebraically structured: the ideal it generates is the sum of a determinantal ideal and the ideal generated by f1,...,fpf_1,..., f_p. We provide the first complexity estimates on the computation of Gr\"obner bases of such systems defining critical points. We prove that under genericity assumptions on f1,...,fpf_1,..., f_p, the complexity is polynomial in the generic number of critical points, i.e. Dp(D1)np(n1p1)D^p(D-1)^{n-p}{{n-1}\choose{p-1}}. More particularly, in the quadratic case D=2, the complexity of such a Gr\"obner basis computation is polynomial in the number of variables nn and exponential in pp. We also give experimental evidence supporting these theoretical results.

Keywords

Cite

@article{arxiv.1202.0179,
  title  = {Critical Points and Gr\"obner Bases: the Unmixed Case},
  author = {Jean-Charles Faugère and Mohab Safey El Din and Pierre-Jean Spaenlehauer},
  journal= {arXiv preprint arXiv:1202.0179},
  year   = {2012}
}

Comments

17 pages

R2 v1 2026-06-21T20:13:15.190Z