English

Critical cones for sufficient second order conditions in PDE constrained optimization

Optimization and Control 2022-05-18 v3

Abstract

In this paper, we analyze optimal control problems governed by semilinear parabolic equations. Box constraints for the controls are imposed and the cost functional involves the state and possibly a sparsity-promoting term, but not a Tikhonov regularization term. Unlike finite dimensional optimization or control problems involving Tikhonov regularization, second order sufficient optimality conditions for the control problems we deal with must be imposed in a cone larger than the one used to obtain necessary conditions. Different extensions of this cone have been proposed in the literature for different kinds of minima: strong or weak minimizers for optimal control problems. After a discussion on these extensions, we propose a new extended cone smaller than those considered until now. We prove that a second order condition based on this new cone is sufficient for a strong local minimum.

Keywords

Cite

@article{arxiv.1905.05422,
  title  = {Critical cones for sufficient second order conditions in PDE constrained optimization},
  author = {Eduardo Casas and Mariano Mateos},
  journal= {arXiv preprint arXiv:1905.05422},
  year   = {2022}
}

Comments

22 pages. Equation numbering in section 2 adjusted to match the journal version

R2 v1 2026-06-23T09:05:36.495Z