English

Controlling Authority Retrieval: A Missing Retrieval Objective for Authority-Governed Knowledge

Information Retrieval 2026-04-29 v3 Computation and Language

Abstract

In law, regulatory regimes for pharmaceuticals and software security, newer authorities can revoke older established ones even when semantically distant. We call this CAR: retrieving the currently active authority frontier for a semantic anchor q, that is, front(cl(A_k(q))). This differs from finding the most similar document by relevance score: argmax_d s(q, d). Theorem 4 characterizes when a set R truly covers the active authority set for q with TCA(R, q)=1, providing conditions necessary and sufficient for any retrieved set R: frontier inclusion (front(cl(A_k(q))) contained in R) and no-ignored-superseder (no superseding document exists in the corpus outside R). Proposition 2 shows that TCA@k <= phi(q) * R_anchor(q) in the worst case over any scope-indexed algorithm, proved by an adversarial permutation argument. We evaluated on three real-world datasets: security advisories (Dense TCA@5=0.270, two-stage 0.975), SCOTUS overruling pairs (Dense TCA=0.172, two-stage 0.926), and FDA drug records (Dense TCA=0.064, two-stage 0.774). A GPT-4o-mini experiment shows Dense RAG produces explicit "not patched" claims for 39% of queries where a patch exists; two-stage cuts this to 16%. Four benchmark datasets, domain adapters, and a single-command scorer are released at https://github.com/andremir/car-retrieval.

Keywords

Cite

@article{arxiv.2604.14488,
  title  = {Controlling Authority Retrieval: A Missing Retrieval Objective for Authority-Governed Knowledge},
  author = {Andre Bacellar},
  journal= {arXiv preprint arXiv:2604.14488},
  year   = {2026}
}

Comments

23 pages, 13 tables; code and data at https://github.com/andremir/car-retrieval

R2 v1 2026-07-01T12:11:47.946Z