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Constrained Policy Optimization via Sampling-Based Weight-Space Projection

Machine Learning 2026-05-21 v3 Robotics

Abstract

Safety-critical learning requires policies that improve performance without leaving the safe operating regime. We study constrained policy learning where model parameters must satisfy rollout-based safety constraints that can be evaluated but not differentiated analytically. We propose SCPO, a sampling-based weight-space projection method that enforces safety directly in parameter space without requiring gradient access to the constraint functions. SCPO constructs a local safe region by combining rollout-based safety evaluations with smoothness bounds relating parameter perturbations to changes in safety metrics, and projects each gradient update via a convex QCQP. We establish a safe-by-induction guarantee: starting from any safe initialization, all intermediate policies remain safe given feasible projections. In constrained control settings with a stabilizing backup policy, SCPO further ensures closed-loop stability while enabling safe adaptation beyond the conservative backup. Experiments on constrained regression with harmful supervision and double-integrator imitation with a malicious expert show that SCPO rejects unsafe updates, maintains feasibility throughout training, and achieves meaningful objective improvement.

Keywords

Cite

@article{arxiv.2512.13788,
  title  = {Constrained Policy Optimization via Sampling-Based Weight-Space Projection},
  author = {Shengfan Cao and Francesco Borrelli and Eunhyek Joa},
  journal= {arXiv preprint arXiv:2512.13788},
  year   = {2026}
}

Comments

Accepted for publication at IFAC World Congress 2026; fixed minor notation inconsistencies

R2 v1 2026-07-01T08:26:02.537Z