English

Complex rotation numbers

Dynamical Systems 2023-12-19 v2 Complex Variables

Abstract

We investigate the notion of complex rotation number which was introduced by V.I.Arnold in 1978. Let f:R/ZR/Zf: \mathbb R/\mathbb Z \to \mathbb R/\mathbb Z be an orientation preserving circle diffeomorphism and let ωC/Z\omega \in \mathbb C/\mathbb Z be a parameter with positive imaginary part. Construct a complex torus by glueing the two boundary components of the annulus {zC/Z0<(z)<(ω)}\{z \in \mathbb C/\mathbb Z \mid 0< \Im(z)< \Im({\omega})\} via the map f+ωf+{\omega}. This complex torus is isomorphic to C/(Z+τZ)\mathbb C/(\mathbb Z+{\tau} \mathbb Z) for some appropriate τC/Z{\tau} \in \mathbb C/\mathbb Z. According to Moldavskis (2001), if the ordinary rotation number rot(f+ω0)\operatorname{rot} (f+\omega_0) is Diophantine and if ω{\omega} tends to ω0\omega_0 non tangentially to the real axis, then τ{\tau} tends to rot(f+ω0)\operatorname{rot} (f+\omega_0). We show that the Diophantine and non tangential assumptions are unnecessary: if rot(f+ω0)\operatorname{rot} (f+\omega_0) is irrational then τ{\tau} tends to rot(f+ω0)\operatorname{rot} (f+\omega_0) as ω{\omega} tends to ω0\omega_0. This, together with results of N.Goncharuk (2012), motivates us to introduce a new fractal set, given by the limit values of τ{\tau} as ω{\omega} tends to the real axis. For the rational values of rot(f+ω0)\operatorname{rot} (f+\omega_0), these limits do not necessarily coincide with rot(f+ω0)\operatorname{rot} (f+\omega_0) and form a countable number of analytic loops in the upper half-plane.

Cite

@article{arxiv.1308.3510,
  title  = {Complex rotation numbers},
  author = {Xavier Buff and Nataliya Goncharuk},
  journal= {arXiv preprint arXiv:1308.3510},
  year   = {2023}
}
R2 v1 2026-06-22T01:10:08.848Z