English

Collective Constitutional AI: Aligning a Language Model with Public Input

Artificial Intelligence 2024-06-13 v1 Computation and Language Human-Computer Interaction

Abstract

There is growing consensus that language model (LM) developers should not be the sole deciders of LM behavior, creating a need for methods that enable the broader public to collectively shape the behavior of LM systems that affect them. To address this need, we present Collective Constitutional AI (CCAI): a multi-stage process for sourcing and integrating public input into LMs-from identifying a target population to sourcing principles to training and evaluating a model. We demonstrate the real-world practicality of this approach by creating what is, to our knowledge, the first LM fine-tuned with collectively sourced public input and evaluating this model against a baseline model trained with established principles from a LM developer. Our quantitative evaluations demonstrate several benefits of our approach: the CCAI-trained model shows lower bias across nine social dimensions compared to the baseline model, while maintaining equivalent performance on language, math, and helpful-harmless evaluations. Qualitative comparisons of the models suggest that the models differ on the basis of their respective constitutions, e.g., when prompted with contentious topics, the CCAI-trained model tends to generate responses that reframe the matter positively instead of a refusal. These results demonstrate a promising, tractable pathway toward publicly informed development of language models.

Keywords

Cite

@article{arxiv.2406.07814,
  title  = {Collective Constitutional AI: Aligning a Language Model with Public Input},
  author = {Saffron Huang and Divya Siddarth and Liane Lovitt and Thomas I. Liao and Esin Durmus and Alex Tamkin and Deep Ganguli},
  journal= {arXiv preprint arXiv:2406.07814},
  year   = {2024}
}
R2 v1 2026-06-28T17:02:30.079Z