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Beyond the Hard Budget: Sparsity Regularizers for More Interpretable Top-k Sparse Autoencoders

Machine Learning 2026-06-25 v1 Artificial Intelligence

Abstract

Sparse autoencoders (SAEs) have become a leading tool for interpreting the representations of vision foundation models, decomposing their polysemantic activations into a larger set of sparse, more monosemantic features. The Top-kk SAE, a now-standard variant, enforces sparsity architecturally through its activation function, retaining only the kk most active latents per input. Because it was designed precisely to avoid the 1\ell_1 penalty used by earlier SAEs and its known drawbacks, it has not been combined with an explicit sparsity regularizer, despite retaining limitations of its own, such as a budget kk that is fixed regardless of input complexity and a tendency to overfit to the training value of kk. We introduce two sparsity regularizers compatible with the Top-kk architecture, both acting on the activations before the Top-kk selection: an 1\ell_1 penalty on the unselected (off-support) units, and a scale-invariant 1/2\ell_1/\ell_2-ratio penalty that concentrates the code onto fewer effective units. Both penalties are applied only to the batch-active units, those selected by the Top-kk operator at least once within the batch. Across two datasets, three vision foundation models, and a range of kk, both regularizers consistently improve monosemanticity at no cost to reconstruction quality. The 1/2\ell_1/\ell_2 penalty further concentrates information into fewer latents, making reconstruction more robust to the inference-time choice of kk and improving small-budget linear probing. Our central finding is that hard architectural sparsity and soft sparsity regularization are complementary rather than mutually exclusive.

Keywords

Cite

@article{arxiv.2606.27321,
  title  = {Beyond the Hard Budget: Sparsity Regularizers for More Interpretable Top-k Sparse Autoencoders},
  author = {Nathanaël Jacquier and Maria Vakalopoulou and Mahdi S. Hosseini},
  journal= {arXiv preprint arXiv:2606.27321},
  year   = {2026}
}