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Alignment-Sensitive Minimax Rates for Spectral Algorithms with Learned Kernels

Machine Learning 2026-05-12 v4 Statistics Theory Statistics Theory

Abstract

We study spectral algorithms in the setting where kernels are learned from data. We introduce the effective span dimension (ESD), an alignment-sensitive complexity measure that depends jointly on the signal, spectrum, and noise level σ2\sigma^2. The ESD is well-defined for arbitrary kernels and signals without requiring eigen-decay conditions or source conditions. We prove that for sequence models whose ESD is at most KK, the minimax excess risk scales as σ2K\sigma^2 K. Furthermore, we analyze over-parameterized gradient flow and prove that it can reduce the ESD. This finding establishes a connection between adaptive feature learning and provable improvements in generalization of spectral algorithms. We demonstrate the generality of the ESD framework by extending it to linear models and RKHS regression, and we support the theory with numerical experiments. This framework provides a novel perspective on generalization beyond traditional fixed-kernel theories.

Keywords

Cite

@article{arxiv.2509.20294,
  title  = {Alignment-Sensitive Minimax Rates for Spectral Algorithms with Learned Kernels},
  author = {Dongming Huang and Zhifan Li and Yicheng Li and Qian Lin},
  journal= {arXiv preprint arXiv:2509.20294},
  year   = {2026}
}
R2 v1 2026-07-01T05:54:28.489Z