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A universal compression theory for lottery ticket hypothesis and neural scaling laws

Machine Learning 2026-03-03 v2 Disordered Systems and Neural Networks Information Theory Machine Learning math.IT

Abstract

When training large-scale models, the performance typically scales with the number of parameters and the dataset size according to a slow power law. A fundamental theoretical and practical question is whether comparable performance can be achieved with significantly smaller models and substantially less data. In this work, we provide a positive and constructive answer. We prove that a generic permutation-invariant function of dd objects can be asymptotically compressed into a function of polylogd\operatorname{polylog} d objects with vanishing error, which is proved to be the optimal compression rate. This theorem yields two key implications: (Ia) a large neural network can be compressed to polylogarithmic width while preserving its learning dynamics; (Ib) a large dataset can be compressed to polylogarithmic size while leaving the loss landscape of the corresponding model unchanged. Implication (Ia) directly establishes a proof of the dynamical lottery ticket hypothesis, which states that any ordinary network can be strongly compressed such that the learning dynamics and result remain unchanged. (Ib) shows that a neural scaling law of the form LdαL\sim d^{-\alpha} can be boosted to an arbitrarily fast power law decay, and ultimately to exp(αdm)\exp(-\alpha' \sqrt[m]{d}).

Keywords

Cite

@article{arxiv.2510.00504,
  title  = {A universal compression theory for lottery ticket hypothesis and neural scaling laws},
  author = {Hong-Yi Wang and Di Luo and Tomaso Poggio and Isaac L. Chuang and Liu Ziyin},
  journal= {arXiv preprint arXiv:2510.00504},
  year   = {2026}
}

Comments

26 pages. Accepted by ICLR 2026 conference