English

A Structured Approach to Safety Case Construction for AI Systems

Software Engineering 2026-03-09 v3

Abstract

Safety cases, structured arguments that a system is acceptably safe, are becoming central to the governance of AI systems. Yet, traditional safety-case practices from aviation or nuclear engineering rely on well-specified system boundaries, stable architectures, and known failure modes. Modern AI systems, such as generative and agentic AI, are the opposite. Their capabilities emerge unpredictably from low-level training objectives, their behaviour varies with prompts, and their risk profiles shift through fine-tuning, scaffolding, or deployment context. This study examines how safety cases are currently constructed for AI systems and why classical approaches fail to capture these dynamics. This study introduces comprehensive taxonomies for AI-specific claim types (assertion-based, constraint-based, capability-based), argument types (demonstrative, comparative, causal/explanatory, risk-based, and normative), and evidence families (empirical, mechanistic, comparative, expert-driven, formal methods, operational/field data, and model-based). It then proposes a reusable safety-case template, each of which follows a predefined structure of claims, arguments, and evidence tailored for AI systems. Each template is illustrated by end-to-end patterns that address distinctive challenges, such as evaluation without ground truth, dynamic model updates, and threshold-based risk decisions. The result is a systematic, composable, and reusable approach to constructing and maintaining safety cases that are credible, auditable, and adaptive to the evolving behaviour of generative and frontier AI systems.

Keywords

Cite

@article{arxiv.2601.22773,
  title  = {A Structured Approach to Safety Case Construction for AI Systems},
  author = {Sung Une Lee and Liming Zhu and Md Shamsujjoha and Liming Dong and Qinghua Lu and Jieshan Chen and Lionel Briand},
  journal= {arXiv preprint arXiv:2601.22773},
  year   = {2026}
}

Comments

45 pages, 8 figures, 9 tables

R2 v1 2026-07-01T09:27:28.699Z