English

A sensitivity analysis approach to principal stratification with a continuous longitudinal intermediate outcome: Applications to a cohort stepped wedge trial

Methodology 2026-02-20 v2

Abstract

Causal inference in the presence of intermediate variables is a challenging problem in many applications. Principal stratification (PS) provides a framework to estimate principal causal effects (PCE) in such settings. However, existing PS methods primarily focus on settings with binary intermediate variables. We propose a novel approach to estimate PCE with continuous intermediate variables in the context of stepped wedge cluster randomized trials (SW-CRTs). Our method leverages the time-varying treatment assignment in SW-CRTs to calibrate sensitivity parameters and identify the PCE under realistic assumptions. We demonstrate the application of our approach using data from a cohort SW-CRT evaluating the effect of a crowdsourcing intervention on HIV testing uptake among men who have sex with men in China, with social norms as a continuous intermediate variable. The proposed methodology expands the scope of PS to accommodate continuous variables and provides a practical tool for causal inference in SW-CRTs.

Keywords

Cite

@article{arxiv.2412.00926,
  title  = {A sensitivity analysis approach to principal stratification with a continuous longitudinal intermediate outcome: Applications to a cohort stepped wedge trial},
  author = {Lei Yang and Michael J. Daniels and Fan Li},
  journal= {arXiv preprint arXiv:2412.00926},
  year   = {2026}
}