English

A generalized Birman-Schwinger principle and applications to one-dimensional Schr\"odinger operators with distributional potentials

Functional Analysis 2025-08-21 v2 Mathematical Physics math.MP

Abstract

Given a self-adjoint operator H0H_0 bounded from below in a complex Hilbert space H\mathcal{H}, the corresponding scale of spaces H+1(H0)HH1(H0)=[H+1(H0)]\mathcal{H}_{+1}(H_0) \subset \mathcal{H} \subset \mathcal{H}_{-1}(H_0) = [\mathcal{H}_{+1}(H_0)]^*, and a fixed VB(H+1(H0),H1(H0))V\in \mathcal{B}(\mathcal{H}_{+1}(H_0),\mathcal{H}_{-1}(H_0)), we define the operator-valued map AV():ρ(H0)B(H)A_V(\,\cdot\,):\rho(H_0)\to \mathcal{B}(\mathcal{H}) by AV(z):=(H0zIH)1/2V(H0zIH)1/2B(H),zρ(H0), A_V(z):=-\big(H_0-zI_{\mathcal{H}} \big)^{-1/2}V\big(H_0-zI_{\mathcal{H}} \big)^{-1/2}\in \mathcal{B}(\mathcal{H}),\quad z\in \rho(H_0), where ρ(H0)\rho(H_0) denotes the resolvent set of H0H_0. Assuming that AV(z)A_V(z) is compact for some z=z0ρ(H0)z=z_0\in \rho(H_0) and has norm strictly less than one for some z=E0(,0)z=E_0\in (-\infty,0), we employ an abstract version of Tiktopoulos' formula to define an operator HH in H\mathcal{H} that is formally realized as the sum of H0H_0 and VV. We then establish a Birman-Schwinger principle for HH in which AV()A_V(\,\cdot\,) plays the role of the Birman-Schwinger operator: λ0ρ(H0)\lambda_0\in \rho(H_0) is an eigenvalue of HH if and only if 11 is an eigenvalue of AV(λ0)A_V(\lambda_0). Furthermore, the geometric (but not necessarily the algebraic) multiplicities of λ0\lambda_0 and 11 as eigenvalues of HH and AV(λ0)A_V(\lambda_0), respectively, coincide. As a concrete application, we consider one-dimensional Schr\"odinger operators with H1(R)H^{-1}(\mathbb{R}) distributional potentials.

Keywords

Cite

@article{arxiv.2507.02251,
  title  = {A generalized Birman-Schwinger principle and applications to one-dimensional Schr\"odinger operators with distributional potentials},
  author = {Fritz Gesztesy and Roger Nichols},
  journal= {arXiv preprint arXiv:2507.02251},
  year   = {2025}
}

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29 pages