English

A degenerate free boundary minimal annulus and non-uniqueness in spherical caps beyond the hemisphere

Differential Geometry 2026-07-26 v1

Abstract

Let {Σa}\{\Sigma_a\}, a(0,1/2)a\in(0,1/2), be de Oliveira's family of embedded free boundary minimal annuli of revolution in geodesic balls B(R(a))S3B(R(a))\subset\mathbb{S}^3, R(a)>π/2R(a)>\pi/2. We prove that RR is real-analytic, tends to π/2\pi/2 at both ends, and therefore folds: it has an interior maximum R>π/2R_*>\pi/2 and is not injective. Hence each B(ρ)B(\rho) with π/2<ρ<R\pi/2<\rho<R_* contains at least two, and only finitely many, mutually non-congruent annuli of the family. At every critical point of RR the annulus is degenerate modulo ball-preserving isometries: its Jacobi--Robin kernel contains a rotationally invariant, reflection-even field not induced by any Killing field of S3\mathbb{S}^3 preserving the ball; its nullity is at least three. These degenerate annuli form a nonempty discrete set; off it, the rotationally invariant even nullity vanishes. Those sitting at a maximizer of RR, in the largest cap B(R)B(R_*), are called degenerate annuli of maximal cap radius; each such annulus is also a strict local area maximizer in the family, since area and RR have the same critical points. Thus the hypothesis that all Jacobi fields of an embedded free boundary minimal annulus in a spherical cap are Killing-induced, used in the Naff--Zhu continuity approach to uniqueness, fails for some radius R>π/2R>\pi/2. The exact identity dimK0ev(Σa)=1{R=0}(a)\dim K_0^{ev}(\Sigma_a)=\mathbf{1}_{\{R'=0\}}(a) detects the degeneration; it follows from the symmetry-free relation ηφactκ(r(a))φa=r(a)Aa(η,η)\partial_\eta\varphi_a-\operatorname{ct}_\kappa(r(a))\varphi_a=r'(a)A_a(\eta,\eta), a Robin defect identity, in all space forms and dimensions.

Keywords

Cite

@article{arxiv.2607.23534,
  title  = {A degenerate free boundary minimal annulus and non-uniqueness in spherical caps beyond the hemisphere},
  author = {Alexander Pigazzini},
  journal= {arXiv preprint arXiv:2607.23534},
  year   = {2026}
}