English

A Complete Proof of the Simon--Lukic Conjecture for Higher-Order Szeg\H{o} Theorems

Spectral Theory 2026-01-27 v2

Abstract

This paper provides a complete proof of Simon-Lukic conjecture for orthogonal polynomials on the unit circle. For a probability measure dμ=w(θ)dθ2π+dμsd\mu = w(\theta) \frac{d\theta}{2\pi} + d\mu_s with Verblunsky coefficients α={αn}n=0\alpha=\{\alpha_n\}_{n=0}^\infty, distinct singular points (θk)k=1(\theta_k)_{k=1}^{\ell}, and multiplicities (mk)k=1(m_k)_{k=1}^{\ell}, we establish the equivalence between the entropy condition 02πk=1[1cos(θθk)]mklogw(θ)dθ2π> \int_0^{2\pi} \prod_{k=1}^{\ell} [1 - \cos(\theta - \theta_k)]^{m_k} \log w(\theta) \frac{d\theta}{2\pi} > -\infty and the decomposition condition β(1),,β():α=k=1β(k)with(Seiθk)mkβ(k)2,β(k)2mk+2. \exists \beta^{(1)}, \ldots, \beta^{(\ell)} : \alpha = \sum_{k=1}^\ell \beta^{(k)} \,\, \text{with} \,\, (S - e^{-i\theta_k})^{m_k} \beta^{(k)} \in \ell^2, \,\, \beta^{(k)} \in \ell^{2m_k + 2}. The proof synthesizes unitary transformations, discrete Sobolev-type inequalities, higher-order Szeg\H{o} expansions, and a novel algebraic decomposition technique. Our resolution affirms that spectral theory is fundamentally local-global behavior emerges from the superposition of local resonances, each governed by its intrinsic scale.

Keywords

Cite

@article{arxiv.2601.12332,
  title  = {A Complete Proof of the Simon--Lukic Conjecture for Higher-Order Szeg\H{o} Theorems},
  author = {Daxiong Piao},
  journal= {arXiv preprint arXiv:2601.12332},
  year   = {2026}
}

Comments

The proofs of Theorem 3.9 and Lemma 4.1 are incorrect