English

A Backstepping-KKL observer for a cascade of a nonlinear ODE with a heat equation

Optimization and Control 2026-04-21 v2

Abstract

We propose an observer design for a cascaded system composed of an arbitrary nonlinear ordinary differential equation (ODE) with a 1D heat equation. The nonlinear output of the ODE imposes a boundary condition on one side of the heat equation, while the measured output is on the other side. The observer design combines an infinitedimensional Kazantzis-Kravaris/Luenberger (KKL) observer for the ODE with a backstepping observer for the heat equation. This construction is the first extension of the KKL methodology to infinite-dimensional systems. We establish the convergence of the observer under a differential observability condition on the ODE. The effectiveness of the proposed approach is illustrated in numerical simulations.

Keywords

Cite

@article{arxiv.2510.04941,
  title  = {A Backstepping-KKL observer for a cascade of a nonlinear ODE with a heat equation},
  author = {Adam Braun and Lucas Brivadis and Jean Auriol},
  journal= {arXiv preprint arXiv:2510.04941},
  year   = {2026}
}